InvestPlex Terms

Terms and Conditions Effective: August 9, 2016

InvestPlex, LLC (“InvestPlex” or the “Advisor”) is an internet-based registered investment advisor (“RIA”) registered with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

InvestPlex operates this interactive website ( and herein the “website”) to provide investment advisory services. InvestPlex provides investment management services through its proprietary investment process as described in the InvestPlex Form ADV2A (“Disclosure Brochure”).

Internet users (each a “User”) may visit this website and use certain of its features free or charge. All Users are subject to the Terms and Conditions herein, which may be modified from time to time. InvestPlex notifies Users of changes to its Terms and Conditions by posting to this page and updating the effective date. The Terms and Conditions are always effective on the date posted by InvestPlex.

Certain pages of this website are intended to provide general information about InvestPlex. Information regarding investment products and services are provided solely to learn about our services to determine whether to subscribe to InvestPlex services. InvestPlex does not render generalized investment advice to any “User”. Any information accessible to non-client User, is provided for educational purposes only and is not intended to be investment advice. Investment advice is rendered by InvestPlex through this website only after a “User” of this website enters into an advisory agreement with InvestPlex.

After entering into an Advisory Agreement with InvestPlex, the User will become an advisory client (hereinafter a “Client”).

InvestPlex offers its investment advisory services to website Users that enter into an advisory agreement to be a Client of InvestPlex. InvestPlex will notice file and maintain all applicable registrations and licenses as required by the various states in which InvestPlex conducts business, as applicable. InvestPlex provides its services to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. InvestPlex does not guarantee the accuracy of the information contained in this web site.

Prior to engaging InvestPlex for its advisory services, each User is required to read and acknowledge receipt of the InvestPlex Form ADV 2A - Disclosure Brochure and our Privacy Policy. Clients may Contact Us with any questions regarding the the Disclosure Brochure and Privacy Policy.

General Performance Disclosures PAST PERFORMANCE IS NO GUARANTEE OF FUTURE RESULTS. ALL INVESTMENTS INVOLVE RISK AND MAY LOSE MONEY. InvestPlex provides no assurance that an investment portfolio or any individual investment will perform in any predictable manner. InvestPlex cannot guarantee performance and nothing in this website serves as a guarantee of performance.

InvestPlex provides its advisory services on a non-discretionary basis, meaning that the Client is solely responsible for the implementation of any recommendations by the Advisor. InvestPlex does not have the authority to implement any trading decisions for Clients. InvestPlex does not have access to view or take action within any Client’s accounts at their broker-dealer or custodian. Clients retain the sole responsibility for implementation of their investment portfolios.

Email and Text Messaging InvestPlex primarily communicates with Clients through this interactive website. At times, InvestPlex may also communicate with its clients and prospective clients through email and other electronic means, such as text messaging. Your privacy and security are very important to us. InvestPlex makes every effort to ensure that email communications do not contain sensitive information and request that Clients do not transmit sensitive information to us via email or text messaging, as it is generally not secure. We remind Clients and others not to send us private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Social Websites InvestPlex may utilize third-party websites that include social media websites, blogs and other interactive content. InvestPlex considers all interactions with Clients, prospective clients and the general public on social media sites to be advertisements under the Advisers Act. As such, InvestPlex will retain a copy of information that InvestPlex or third-parties may contribute to such sites. This information is subject to review and inspection by the Chief Compliance Officer (“CCO”) of InvestPlex and is subject to inspection by the SEC.

Information provided on social media sites is provided for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product.

If you have any questions regarding our social media policies, please Contact Us.

Privacy and Information Sharing InvestPlex values the trust you place in us. We do not sell or provide your information to any non-affiliated entity, other than for the servicing of your account[s] and overall relationship with InvestPlex. Please view our Privacy Policy for details on how we use private information to serve you and how we protect your private information.

Questions If you have any questions on these disclosures, please Contact Us.

Privacy Policy Effective Date: October 12, 2016

Our Commitment to You InvestPlex LLC (“InvestPlex” or the “Advisor”) is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described here in our Privacy Policy (“Policy”).

Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything that we can to maintain that trust. InvestPlex (also referred to as “we”, “our” and “us”) protects the security and confidentiality of the personal information we have and implements controls to ensure that such information is used for proper business purposes in connection with the management or servicing of our relationship with you.

InvestPlex does not sell your information to anyone. Nor do we provide such information to others except for discrete and reasonable business purposes in connection with the servicing and management of our relationship with you, as discussed herein.

Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this Policy.

Why you need to know? Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing your relationship. Federal and State laws give you the right to limit some of this sharing and require RIAs to disclose how we collect, share, and protect your personal information.

What information do we collect from you?

Name, address and phone number(s) Client Background Information E-mail address(es) Investment experience and goals Credit card and payment information Investment portfolio information

How do we protect your information? To safeguard your personal information from unauthorized access and use we maintain physical, procedural and electronic security measures. These include such safeguards as secure passwords, encrypted file storage and a secure office environment. Our technology vendors provide security and access control over personal information and have policies over the transmission of data. Our associates are trained on their responsibilities to protect Client’s personal information. We require third parties that assist in providing our services to you to protect the personal information they receive from us.

How do we share your information?

An RIA shares Client personal information to effectively implement its services. In the section below, we list some reasons we may share your personal information.

Servicing our Clients

We may share non-public personal information with non-affiliated third parties (such as technology vendors and compliance support firms) as necessary for us to provide agreed upon services to you, consistent with applicable law[s]. Do we share? :Yes , Can you limit?: No

Marketing Purposes

InvestPlex does not disclose, and does not intend to disclose, personal information with non-affiliated third parties to offer you services. Do we share? : No , Can you limit?: Not Shared

Authorized Users

Your non-public personal information may be disclosed to you and persons that we believe to be your authorized agent(s) or representative(s). Do we share? : Yes , Can you limit?: Yes

Information About Former Clients

InvestPlex does not disclose and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our Clients. Do we share? : No , Can you limit? : Not Shared

Changes to our Privacy Policy We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with us.

Periodically we may revise this Policy, and will provide you with a revised policy if the changes materially alter the previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing.

Any Questions? You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy by contacting us via our website

Please find below the PDF version of the Investor Service Agreement.

Investor Services Agreement

When you accept the InvestPlex Terms you agree to the terms of the Investor Services Agreement. You understand that checking the InvestPlex Terms box constitutes a legal signature confirming that you acknowledge and agree to be bound by the terms of the Investors Services Agreement.

Please find below the PDF version of the Combined Disclosure Brochure.

Form ADV 2A and Privacy Policy

When you accept the InvestPlex Terms you acknowledge that you have read the Combined Disclosure Brochure.